How To Get Approved Quickly By Compliance And Make A Big Impact

Welcome to Financial Caffeine.

We’re thrilled you’re considering being a guest on the show. But we get it: if you’re a licensed expert (RIA, CPA, attorney, etc.), compliance is a necessary hoop to jump through. That’s why we created this short guide to make your compliance process as smooth as possible — and worth your time.

Why This Show Exists

Financial Caffeine is for financial professionals who serve high-achieving individuals and families. Our goal is to highlight powerful ideas, creative strategies, and proven planning that helps eliminate unnecessary taxes, preserve wealth, and build legacy.

This podcast is not about celebrity, hype, or hard-selling. It’s about sharing value that makes advisors and their clients go, "Why haven’t I heard this before?"

You are the expert. We are the guide. Our job is to help your message land, compliantly.

What to Expect

Our episodes are short-form (20-25 minutes), professionally produced, and easy to record. You won’t be grilled or forced to “perform.” This is a conversation between two professionals: one asking the right questions, and one who knows their stuff.

Example Questions

What problem does your strategy solve that most people overlook?

What type of client is this best suited for?

What makes your solution better than the alternatives?

What does implementation look like, in practical terms?

What’s the biggest misconception or mistake you see around this?

We close with a simple CTA to reach out and explore if it’s a fit. That’s it.

Compliance-Ready Process

We’ve already done the hard part. Our show format is built around compliance-friendly best practices:

-No misleading language (we avoid "guaranteed," "loophole," "secret," etc.)

-No product pitching (we talk about strategies, not illustrations)

-Pre-approved questions and summaries you can submit for compliance review

-Draft transcript available before publishing (optional)

-Final approval is always yours!

Need a sample clip, summary, or script for your team? Just ask.

Big Value. Low Risk.

Appearing on Financial Caffeine is one of the easiest ways to build trust with new advisors and attract high-quality client cases.

You get:

-Professionally edited short-form video clips for social media

-Distribution across podcast platforms and LinkedIn

-Hosted content that can be reused or repurposed by your team

-A reputation boost for being the go-to resource in your niche

Let’s Make It Happen

Once you get the green light from compliance, just shoot us a date and we’ll take it from there.

Thanks for considering it.

This show doesn’t work without experts like you.

Kelly O’Connor
Host, Financial Caffeine
[email protected]

303.815.3552